Title 15Subchapter

Subchapter Ii—Investment Advisers

Contents

  1. § 80b–1. Findings
  2. § 80b–2. Definitions
  3. § 80b–3. Registration of investment advisers
  4. § 80b–3a. State and Federal responsibilities
  5. § 80b–4. Reports by investment advisers
  6. § 80b–4a. Prevention of misuse of nonpublic information
  7. § 80b–5. Investment advisory contracts
  8. § 80b–6. Prohibited transactions by investment advisers
  9. § 80b–6a. Exemptions
  10. § 80b–7. Material misstatements
  11. § 80b–8. General prohibitions
  12. § 80b–9. Enforcement of subchapter
  13. § 80b–10. Disclosure of information by Commission
  14. § 80b–10a. Consultation
  15. § 80b–11. Rules, regulations, and orders of Commission
  16. § 80b–12. Hearings
  17. § 80b–13. Court review of orders
  18. § 80b–14. Jurisdiction of offenses and suits
  19. § 80b–15. Validity of contracts
  20. § 80b–16. Omitted
  21. § 80b–17. Penalties
  22. § 80b–18. Hiring and leasing authority of Commission
  23. § 80b–18a. State regulation of investment advisers
  24. § 80b–18b. Custody of client accounts
  25. § 80b–18c. Rule of construction relating to the Commodities Exchange Act
  26. § 80b–19. Separability
  27. § 80b–20. Short title
  28. § 80b–21. Effective date